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Lisa A Guerriero

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, MA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-31
CT RA APPROVED 2023-07-27
  • TX RA
    APPROVED
    Since 2023-07-31
  • CT RA
    APPROVED
    Since 2023-07-27

Branch Locations

25 Burlington Mall Rd, Burlington, MA 01803 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Burlington MA 11/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-24
  • S66 Uniform Combined State Law Examination
    2023-07-24
Other Names
  • Lisa Ann Cooper

View on SEC IAPD

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