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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-10 |
| CA | RA | APPROVED | 2012-02-14 |
Branch Locations
6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States
1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States
Alamo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Pleasanton | CA | 10/2008 | Present |
| Mml Investors Services Inc | Pleasanton | CA | 01/2009 | Present |
(1)NAME: ACALANES HIGH SCHOOL INV REL: N ADD: 1200 PLEASANT HILL RD, LAFAYETTE, CA 94549 NATURE: HIGH SCHOOL SWIM COACH POSITION: COACH START DATE: 02/01/1996 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-06 |
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