Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-10
CA RA APPROVED 2012-02-14
  • TX RA
    APPROVED_RES
    Since 2025-12-10
  • CA RA
    APPROVED
    Since 2012-02-14

Branch Locations

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States

Alamo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Pleasanton CA 10/2008 Present
Mml Investors Services Inc Pleasanton CA 01/2009 Present
  • 10/2008 → Present
    Massmutual Life Insurance Company
    Pleasanton, CA
  • 01/2009 → Present
    Mml Investors Services Inc
    Pleasanton, CA
Other Businesses

(1)NAME: ACALANES HIGH SCHOOL INV REL: N ADD: 1200 PLEASANT HILL RD, LAFAYETTE, CA 94549 NATURE: HIGH SCHOOL SWIM COACH POSITION: COACH START DATE: 02/01/1996 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-21
S63 Uniform Securities Agent State Law Examination 2009-03-06
  • S65 Uniform Investment Adviser Law Examination
    2011-07-21
  • S63 Uniform Securities Agent State Law Examination
    2009-03-06

View on SEC IAPD

More in Pleasanton, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor