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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-01 |
Branch Locations
5800 Granite Pkwy Ste 250, Plano, TX 75024-6617 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
2800 Shoreline Dr Ste 280, Denton, TX 76210 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Siter- Neubauer | Arlington | TX | 06/2016 | 10/2016 |
| Capital One Investing Llc | Plano | TX | 10/2016 | 02/2018 |
| Prospera Financial Services Inc. | Dallas | TX | 02/2018 | 03/2023 |
| Legacy Retirement Planning, Inc. | Plano | TX | 03/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Plano | TX | 03/2023 | 03/2024 |
| Raymond James Financial Services, Inc. | Plano | TX | 03/2023 | 03/2024 |
| Lpl Financial Llc | Plano | TX | 03/2023 | Present |
1) 01/04/2024 - Legacy Retirement Planning - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-03 |
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