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Joseph Muir Stapleton

Spinnaker Investment Group, LLC

Newport Beach, CA

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Current Employers
Spinnaker Investment Group, Llc

4100 Macarthur Blvd. Suite 120, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-05-06
  • CA RA
    APPROVED
    Since 2016-05-06

Branch Locations

4100 Macarthur Blvd. Suite 120, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spinnaker Investment Group, Llc Newport Beach CA 05/2016 Present
Dmk Advisors (Formerly Stephen A. Kohn & Associates, Ltd.) Englewood CO 11/2017 Present
  • 05/2016 → Present
    Newport Beach, CA
  • 11/2017 → Present
    Dmk Advisors (Formerly Stephen A. Kohn & Associates, Ltd.)
    Englewood, CO
Previous Registrations
Other Businesses

Spinnaker Investment Group, LLC, RIA, 4041 Macarthur Blvd., Suite 475, Newport Beach, CA 92660. President, 06/06/2016, 90% of my time. and Spinnaker Tax Group Councilman; City Council; investment related: No; Location: 100 Civic Center Drive Newport Beach CA 92660 USA; Description of the business: City offices; Responsibilities Duties: City Council; Start date with business: 2022-11-08; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 0; Newport Beach City Councilman ; investment related: No; Location: 100 Civic Center Dr Newport Beach CA 92660 USA; Description of the business: Legislative body for city of Newport Beach ; Responsibilities Duties: Legislative body of Newport Beach, govern the City of Newport Beach; Start date with business: 2022-12-13; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 1;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-23
  • S66 Uniform Combined State Law Examination
    2008-12-23

View on SEC IAPD

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