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Richard Alexander Douma

Endeavor Financial Advisors, LLC

Annapolis, MD

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Current Employers
Endeavor Financial Advisors, Llc

Annapolis, MD • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-08-03
FL RA APPROVED 2022-11-10
TX RA APPROVED_RES 2021-09-17
VA RA APPROVED 2015-03-16
MD RA APPROVED 2015-02-18
  • PA RA
    APPROVED
    Since 2026-08-03
  • FL RA
    APPROVED
    Since 2022-11-10
  • TX RA
    APPROVED_RES
    Since 2021-09-17
  • VA RA
    APPROVED
    Since 2015-03-16
  • MD RA
    APPROVED
    Since 2015-02-18

Branch Locations

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Endeavor Financial Advisors, Llc Edgewater MD 01/2015 Present
Previous Registrations
  • 2010-01-22 → 2015-02-27
    Edgewater, MD
    Annapolis, MD
  • 2009-01-05 → 2010-02-04
    Msi Financial Services, Inc.
    Elkridge, MD
Other Businesses

2/2008 – Present: Independent insurance agent (investment-related). Time devoted to insurance activities varies based on client needs; however, no more than 5% of my workweek is dedicated to insurance products and related services. 1/1/2018 - IRS Enrolled Agent - Not investment-related - Spend less than 10% of time during the workweek securities trading hours assist clients prepare tax returns.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-13
  • S66 Uniform Combined State Law Examination
    2008-12-13
Designations
Other Names
  • Rich Alexander Douma
  • Richard Douma
  • Rich Douma

View on SEC IAPD

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