Best Investors Account Sign in

Thupten S Namgyal

Osaic Wealth, Inc.

Novato, CA

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19

Branch Locations

Novato, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc. Costa Mesa CA 03/2014 01/2024
Osaic Wealth, Inc. Novato CA 01/2024 Present
  • 03/2014 → 01/2024
    Woodbury Financial Services, Inc.
    Costa Mesa, CA
  • 01/2024 → Present
    Osaic Wealth, Inc.
    Novato, CA
Previous Registrations
  • 2014-04-07 → 2024-01-19
    Woodbury Financial Services, Inc.
    Costa Mesa, CA
    Novato, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-26
S63 Uniform Securities Agent State Law Examination 2009-02-09
  • S66 Uniform Combined State Law Examination
    2014-03-26
  • S63 Uniform Securities Agent State Law Examination
    2009-02-09

View on SEC IAPD

More in Novato, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor