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Rachel Lynne Thompson

Charles Schwab & Co., Inc.

Orlando, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-08
  • FL RA
    APPROVED
    Since 2022-09-08

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Engines Advisors L.L.C. Omaha NE 03/2016 07/2017
Td Ameritrade Orlando FL 07/2017 06/2024
Charles Schwab & Co., Inc. Orlando FL 08/2022 Present
  • 03/2016 → 07/2017
    Financial Engines Advisors L.L.C.
    Omaha, NE
  • 07/2017 → 06/2024
    Td Ameritrade
    Orlando, FL
  • 08/2022 → Present
    Charles Schwab & Co., Inc.
    Orlando, FL
Previous Registrations
  • 2017-08-07 → 2022-09-12
    Td Ameritrade, Inc.
    Omaha, NE
    Orlando, FL
    Omaha, NE
  • 2017-08-07 → 2017-08-08
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2017-02-28 → 2017-08-07
    Edelman Financial Engines
    Omaha, NE
  • 2014-05-27 → 2016-03-23
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
  • 2014-05-29 → 2016-03-23
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
  • 2009-06-08 → 2012-12-31
    Raymond James Financial Services Advisors, Inc
    Fountain Inn, SC
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-01
  • S66 Uniform Combined State Law Examination
    2009-06-01
Other Names
  • Rachel Lynne Demmel
  • Rachel Lynne Demmel

View on SEC IAPD

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