David Aburrow Tozer

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2012 → Present
  Santa Barbara Costal Advisors
  Santa Barbara, CA
• 01/2017 → Present
  Tozer Wealth Management
  San Jose, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 11/09/2011, 2HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS ANNUITIES; 2.NAME OF OTHER BUSINESS: SANTA BARBARA COASTAL ADVISORS INVESTMENT RELATED: YES ADDRESS: 3700 STATE ST SUITE 230 SANTA BARBARA CA 93105 NATURE OF BUSINESS: DBA FOR SECURITIES START DATE: 4/2012 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR BRIEF DESCRIPTION OF DUTIES: PROVIDE INVESTMENT ADVICE AND RETIREMENT GUIDANCE 3.NAME OF OTHER BUSINESS: TOZER WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR CETERA ADVISOR NETWORKS START DATE: 1/2017 APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR BRIEF DESCRIPTION OF DUTIES: ALL DUTIES RELATED TO RUNNING FA PRACTICE 4.NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 79 W. SHOSHONE ST. VENTURA CA 93001 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 2/2015 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: OWNER; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY OWNER; 5. NAME OF OTHER BUSINESS: TOZER ENTERPRISES; INVESTMENT RELATED: NO; ADDRESS: 1610 BLOSSOM HILL RD STE 7C, SAN JOSE, CA 94596; NATURE OF BUSINESS: S-CORP / BUSINESS ENTITY FOR LIABILITY AND TAX PURPOSES; START DATE: 01/2015; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT; APX NUMBER OF HOURS PER WEEK:LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: DAY TO DAY OPERATIONS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-09-03
• S63 Uniform Securities Agent State Law Examination
  2010-02-27