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Maisa Ahmad

Northern Trust Securities, Inc.

Oak Lawn, IL

Chicago, IL

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-12
  • IL RA
    APPROVED
    Since 2022-07-12

Branch Locations

Oak Lawn, IL • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Oak Brook IL 05/2015 06/2022
Fidelity Personal And Workplace Advisors Boston MA 07/2018 06/2022
Northern Trust Securities, Inc. Chicago IL 07/2022 Present
  • 05/2015 → 06/2022
    Fidelity Brokerage Services Llc
    Oak Brook, IL
  • 07/2018 → 06/2022
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 07/2022 → Present
    Northern Trust Securities, Inc.
    Chicago, IL
Previous Registrations
  • 2018-07-13 → 2022-06-30
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-09-25 → 2018-07-13
    Strategic Advisers Llc
    Oak Brook, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-25
S63 Uniform Securities Agent State Law Examination 2009-11-23
  • S65 Uniform Investment Adviser Law Examination
    2015-09-25
  • S63 Uniform Securities Agent State Law Examination
    2009-11-23
Other Names
  • Maisa Ahmad

View on SEC IAPD

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