Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-05
WA RA APPROVED 2022-07-05
  • TX RA
    APPROVED
    Since 2022-07-05
  • WA RA
    APPROVED
    Since 2022-07-05

Branch Locations

11201 Se 8Th St Ste 115, Bellevue, WA 98004 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Bellevue WA 09/2014 06/2021
Joseph Parent, Llc Bellevue WA 12/2014 Present
Cetera Advisor Networks Llc El Segundo CA 06/2021 07/2022
Ameriprise Financial Services, Llc Bellevue WA 07/2022 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Bellevue, WA
  • 12/2014 → Present
    Joseph Parent, Llc
    Bellevue, WA
  • 06/2021 → 07/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 07/2022 → Present
    Bellevue, WA
Previous Registrations
  • 2021-06-09 → 2022-07-15
    Cetera Wealth Services, Llc
    Issaquah, WA
    Everett, WA
  • 2011-01-13 → 2021-06-09
    Bellevue, WA
    Mountlake Terrace, WA
  • 2009-01-20 → 2010-06-24
    San Francisco, CA
    San Mateo, CA
    St Louis, MO
Other Businesses

Independent Insurance Brokering; Global Atlantic / Accordia Life; 08/01/2022; Term Life / Voya Life Insurance & Subsidiaries; 12/27/2010; . Business Ownership; Joseph Parent LLC; Owner; LLC for tax purposes since I operate with 1099s as an independent advisor through Ameriprise. All commissions are still paid to my personal accounts, then transferred to my business account for expenses. ; 9416 1st Ave NE #306, , Seattle, WA, 98115; Investment-Related; 11/12/2014; 0 hours per month; 0 during trading hours. Board of Directors; Northgate Plaza Condos Home Owners Association; Member At Large; 9416 1st Ave NE, , Seattle, WA, 98115; Not Investment-Related; 11/09/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Bellevue Brain Trust; Business networking group; 1120 112th Ave NE Suite 600, , Belleuve, WA, 98004; Not Investment-Related; 01/01/2011; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-16
  • S66 Uniform Combined State Law Examination
    2009-01-16
Other Names
  • Joseph Parent

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bellevue, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor