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Dennis Joseph Watzke

LPl Financial LLC

New Orleans, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-02-11
LA RA APPROVED 2010-06-23
  • TX RA
    APPROVED
    Since 2011-02-11
  • LA RA
    APPROVED
    Since 2010-06-23

Branch Locations

New Orleans, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc New Orleans LA 12/2008 Present
Other Businesses

(1) 02/04/2014 - DBA ONLY - WATZKE FINANCIAL - NEW ORLEANS, LA (2) 01/07/2015 - REAL ESTATE RENTAL - REAL ESTATE RENTAL OWNER - TIME SPENT 5 HOURS PER MONTH - METAIRIE, LA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-22
  • S66 Uniform Combined State Law Examination
    2010-06-22
Other Names
  • Dennis Joseph Watzke

View on SEC IAPD

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