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Inactive

Julie B Smith

Mariner

Tulsa, OK

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2016-09-23
  • OK RA
    APPROVED
    Since 2016-09-23

Branch Locations

4200 E. Skelly Dr. Suite 950, Tulsa, OK 74135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adams Hall Wealth Advisors, Llc Tulsa OK 04/2014 09/2016
Mariner Wealth Advisors Tulsa OK 09/2016 Present
Mariner Wealth Advisors - Oklahoma, Llc Tulsa OK 09/2016 06/2018
  • 04/2014 → 09/2016
    Adams Hall Wealth Advisors, Llc
    Tulsa, OK
  • 09/2016 → Present
    Mariner Wealth Advisors
    Tulsa, OK
  • 09/2016 → 06/2018
    Mariner Wealth Advisors - Oklahoma, Llc
    Tulsa, OK
Previous Registrations
Other Businesses

TULSA PERFORMING ARTS CENTER TRUST; NOT INVESTMENT RELATED; TULSA, OK, MEMBER OF GOVERNANCE AND EXECUTIVE COMMITTEES; START DATE 11/11/2019; 6 HRS PER MONTH; 4 HRS DURING SECURITIES HOURS; LEADERSHIP OF THE BOARD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-05
  • S66 Uniform Combined State Law Examination
    2009-03-05
Other Names
  • Julie Rae Brummer
  • Julie R Smith
  • Julie R Peck

View on SEC IAPD

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