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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-09
  • IL RA
    APPROVED
    Since 2024-12-09

Branch Locations

One East 22Nd Street Suite 710, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Chicago IL 11/2008 01/2018
J.P. Morgan Securities Llc Oak Park IL 10/2012 11/2024
Jp Morgan Chase Bank, N.A. Oak Park IL 01/2018 11/2024
Cetera Investment Services Llc Saint Cloud MN 12/2024 Present
Cetera Investment Advisers Llc Lombard IL 12/2024 Present
  • 11/2008 → 01/2018
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 10/2012 → 11/2024
    Oak Park, IL
  • 01/2018 → 11/2024
    Jp Morgan Chase Bank, N.A.
    Oak Park, IL
  • 12/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 12/2024 → Present
    Lombard, IL
Previous Registrations
  • 2016-11-10 → 2024-11-20
    Oak Park, IL
    Chicago, IL
    Chicago, IL
    Elmhurst, IL
    Chicago, IL
    Chicago, IL
    Norridge, IL
    Elmhurst, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-03
S63 Uniform Securities Agent State Law Examination 2008-12-19
  • S66 Uniform Combined State Law Examination
    2016-11-03
  • S63 Uniform Securities Agent State Law Examination
    2008-12-19

View on SEC IAPD

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