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Nicole Marie Farbo

Johnson Wealth Inc.

Racine, WI

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Current Employers
Johnson Wealth Inc.

555 East Wells Street Suite 1900, Milwaukee, WI 53202 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-08-23
  • WI RA
    APPROVED
    Since 2023-08-23

Branch Locations

555 Main Street, Racine, WI 53403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments North Aurora IL 01/2013 12/2016
Pnc Bank, N.A. North Aurora IL 01/2013 12/2016
U.S. Bancorp Investments, Inc. Waukesha WI 05/2017 01/2020
U.S. Bank Waukesha WI 05/2017 01/2020
Pnc Bank, N.A. Milwaukee WI 12/2016 05/2017
Johnson Financial Group Kenosha WI 01/2020 07/2023
Lpl Financial Kenosha WI 03/2021 07/2023
Johnson Bank Racine WI 07/2023 Present
Johnson Wealth Inc Racine WI 07/2023 Present
  • 01/2013 → 12/2016
    Pnc Investments
    North Aurora, IL
  • 01/2013 → 12/2016
    Pnc Bank, N.A.
    North Aurora, IL
  • 05/2017 → 01/2020
    Waukesha, WI
  • 05/2017 → 01/2020
    U.S. Bank
    Waukesha, WI
  • 12/2016 → 05/2017
    Pnc Bank, N.A.
    Milwaukee, WI
  • 01/2020 → 07/2023
    Johnson Financial Group
    Kenosha, WI
  • 03/2021 → 07/2023
    Lpl Financial
    Kenosha, WI
  • 07/2023 → Present
    Johnson Bank
    Racine, WI
  • 07/2023 → Present
    Racine, WI
Previous Registrations
Other Businesses

1) July 2023 - Johnson Bank; investment related affiliate; 555 Main Street, Racine, WI; wealth management, trust services, banking, loans; Vice President and Wealth Advisor; full-time wealth advisor and dual employee of Johnson Bank and Johnson Wealth. 2) March 2021 - State of Wisconsin Notary- Inv. Related- Kenosha, WI- start date 1/1/2018- 1hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-16
  • S66 Uniform Combined State Law Examination
    2009-01-16
Designations
Other Names
  • Nicole Gold
  • Nikki Gold
  • Nicole Marie Gold
  • Nikki Farbo

View on SEC IAPD

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