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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-28
  • TX RA
    APPROVED
    Since 2022-01-28

Branch Locations

5021 W Park Blvd, Plano, TX 75093 • United States

111 West Houston Street, San Antonio, TX 78205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Bank Dallas TX 07/2015 Present
Frost Brokerage Services Inc Dallas TX 07/2015 Present
Frost Investment Services Dallas TX 06/2017 06/2017
  • 07/2015 → Present
    Frost Bank
    Dallas, TX
  • 07/2015 → Present
    Frost Brokerage Services Inc
    Dallas, TX
  • 06/2017 → 06/2017
    Dallas, TX
Previous Registrations
  • 2017-06-22 → 2021-12-31
    Dallas, TX
    Dallas, TX
    Plano, TX
  • 2012-10-01 → 2015-07-21
    Allen, TX
    Dallas, TX
  • 2010-02-22 → 2012-10-01
    Chase Investment Services Corp.
    Mckinney, TX
    Allen, TX
    Mckinney, TX
  • 2009-03-27 → 2010-01-05
    Plano, TX
    Plano, TX
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-14
  • S66 Uniform Combined State Law Examination
    2009-03-14
Other Names
  • Stephanie Denise Wischnewsky
  • Stephanie Vosper

View on SEC IAPD

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