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Shanna L Mate

Morgan Stanley

Punta Gorda, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-27
FL RA APPROVED 2020-10-19
  • TX RA
    APPROVED
    Since 2020-10-27
  • FL RA
    APPROVED
    Since 2020-10-19

Branch Locations

117 Herald Court Suite 113, Punta Gorda, FL 33950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Port Charlotte FL 10/2008 07/2020
Morgan Stanley Smith Barney Llc Punta Gorda FL 07/2020 Present
  • 10/2008 → 07/2020
    Raymond James & Associates
    Port Charlotte, FL
  • 07/2020 → Present
    Morgan Stanley Smith Barney Llc
    Punta Gorda, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-17
  • S66 Uniform Combined State Law Examination
    2020-10-17
Other Names
  • Shanna Lynn Defede
  • Shanna Lynn Rosenwald
  • Shanna Mate

View on SEC IAPD

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