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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-12-06
TX RA APPROVED 2021-11-29
  • OR RA
    APPROVED
    Since 2021-12-06
  • TX RA
    APPROVED
    Since 2021-11-29

Branch Locations

Newberg, OR • United States

5200 Meadows Rd Ste 150, Lake Oswego, OR 97035 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc Portland OR 07/2010 11/2021
Lpl Financial, Llc Lake Oswego OR 11/2021 Present
  • 07/2010 → 11/2021
    Woodbury Financial Services, Inc
    Portland, OR
  • 11/2021 → Present
    Lake Oswego, OR
Previous Registrations
  • 2010-07-19 → 2021-12-02
    Woodbury Financial Services, Inc.
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
  • 2009-04-09 → 2010-07-20
    Signator Investors, Inc.
    Portland, OR
Other Businesses

1. 01/01/2010 - ISAAC SAMSA/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 5%/ LAKE OSWEGO, OR 2. 11/29/2021 - PRIDE FINANCIAL PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ LAKE OSWEGO, OR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-05
  • S66 Uniform Combined State Law Examination
    2009-03-05

View on SEC IAPD

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