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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-04-11
  • GA RA
    APPROVED
    Since 2025-04-11

Branch Locations

3424 Peachtree Road Ne Suite 1750, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Ormond Beach FL 04/2010 09/2018
Td Ameritrade, Inc. Duluth GA 02/2018 12/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Charles Schwab And Co., Inc. Ormond Beach FL 12/2022 Present
Charles Schwab Bank Ssb Ormond Beach FL 07/2024 04/2025
Schwab Wealth Advisory, Inc Alpharetta GA 04/2025 Present
  • 04/2010 → 09/2018
    Scottrade
    Ormond Beach, FL
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    Duluth, GA
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Ormond Beach, FL
  • 07/2024 → 04/2025
    Charles Schwab Bank Ssb
    Ormond Beach, FL
  • 04/2025 → Present
    Alpharetta, GA
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Duluth, GA
    Alpharetta, GA
  • 2018-02-28 → 2022-10-14
    Td Ameritrade, Inc.
    Duluth, GA
    Alpharetta, GA
    Omaha, NE
  • 2016-07-15 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

Surprise Signs|Investment Related:No|Personal/Household Services|Owner-Operator|2024-05-02|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I would own and run a small business that sells and installs yard signs near my home. This would include booking installations, accepting payments, and setting up/breaking down signs in yards.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-20
S63 Uniform Securities Agent State Law Examination 2010-08-04
  • S66 Uniform Combined State Law Examination
    2016-06-20
  • S63 Uniform Securities Agent State Law Examination
    2010-08-04
Designations
Other Names
  • Amanda Ann Wallace

View on SEC IAPD

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