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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-04-11 |
Branch Locations
3424 Peachtree Road Ne Suite 1750, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Ormond Beach | FL | 04/2010 | 09/2018 |
| Td Ameritrade, Inc. | Duluth | GA | 02/2018 | 12/2022 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 12/2022 |
| Charles Schwab And Co., Inc. | Ormond Beach | FL | 12/2022 | Present |
| Charles Schwab Bank Ssb | Ormond Beach | FL | 07/2024 | 04/2025 |
| Schwab Wealth Advisory, Inc | Alpharetta | GA | 04/2025 | Present |
Surprise Signs|Investment Related:No|Personal/Household Services|Owner-Operator|2024-05-02|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I would own and run a small business that sells and installs yard signs near my home. This would include booking installations, accepting payments, and setting up/breaking down signs in yards.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-04 |
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