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Casey William Slemmons

Avalan, LLC

Santa Barbara, CA

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Current Employers
Avalan, Llc

233 E Carillo Suite B, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-17
  • CA RA
    APPROVED
    Since 2019-07-17

Branch Locations

233 E Carillo Suite B, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities Inc/Great-West Life & Annuity Ins Co Glendale CA 11/2008 03/2019
Avalan, Llc Santa Barbara CA 03/2019 Present
  • 11/2008 → 03/2019
    Gwfs Equities Inc/Great-West Life & Annuity Ins Co
    Glendale, CA
  • 03/2019 → Present
    Avalan, Llc
    Santa Barbara, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-29
S63 Uniform Securities Agent State Law Examination 2008-12-11
  • S65 Uniform Investment Adviser Law Examination
    2016-06-29
  • S63 Uniform Securities Agent State Law Examination
    2008-12-11
Designations

View on SEC IAPD

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