Luiz Fontes

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-07-08
NY	RA	APPROVED	2021-10-26
NJ	RA	APPROVED	2013-05-23

FL RA
APPROVED

Since 2024-07-08
NY RA
APPROVED

Since 2021-10-26
NJ RA
APPROVED

Since 2013-05-23

Branch Locations

Chapel, FL • United States

1285 Avenue Of The Americas 15Th Floor, New York, NY 10019 • United States

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Ag	New York	NY	11/2007	Present
Ubs International	New York	NY	11/2007	Present
Ubs Financial Services Inc.	Weehawken	NJ	01/2010	Present

11/2007 → Present

Ubs Ag

New York, NY
11/2007 → Present

Ubs International

New York, NY
01/2010 → Present

Ubs Financial Services Inc.

Weehawken, NJ

Other Businesses

A&F Properties LLC / United States / 196 Devon St / Kearny / New Jersey / United States / 07032 / / No / Other / Limited Liability Company / Real Estate / / Investments in Real Estate. / Active / Proprietor / owner / / Manage the day to day finances. / 2 / No / No / No / No / Start Date 09/01/2017 / / No / / No / / Yes / Yes / 50 / / Yes / New Jersey, USA / No / / Yes / / I own 50% of the company. / No /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-05-10

S66 Uniform Combined State Law Examination

2013-05-10