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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-19
CA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2022-04-19
  • CA RA
    APPROVED
    Since 2017-03-25

Branch Locations

El Cajon, CA • United States

4275 Executive Square Suite 450, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Carlsbad CA 09/2009 03/2017
Massmutual Life Insurance Co San Diego CA 07/2016 Present
Mml Investors Services, Llc San Diego CA 03/2017 Present
  • 09/2009 → 03/2017
    Metlife Securities Inc
    Carlsbad, CA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    San Diego, CA
  • 03/2017 → Present
    San Diego, CA
Previous Registrations
  • 2009-10-07 → 2017-03-25
    Msi Financial Services, Inc.
    El Cajon, CA
    Carlsbad, CA
    San Diego, CA
    San Diego, CA
  • 2009-06-01 → 2009-10-08
    La Mesa, CA
  • 2009-02-04 → 2009-06-01
    Morgan Stanley & Co. Llc
    La Mesa, CA
    San Diego, CA
Other Businesses

NAME: VESTA DIVORCE INV REL: N ADD: 4275 EXECUTIVE SQ., SE 450, LA JOLLA, CA 92037 NATURE: PROVIDING FINANCIAL CONSULTING FOR DIVORCES POSITION: FINANCIAL SERVICES REP START DATE: 08/05/2026 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: I PROVIDE HIGH LEVEL GENERAL FINANCIAL SERVICES INFORMATION OVER ZOOM TO PEOPLE CONSIDERING DIVORCE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-03
  • S66 Uniform Combined State Law Examination
    2009-02-03

View on SEC IAPD

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