Andrew Jason Rivers

Alliancebernstein L.P.

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Current Employers

Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-03-27

TN RA
APPROVED

Since 2025-03-27

Branch Locations

Nashville, TN • United States

501 Commerce Street, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alliance Bernstein	Nashville	TN	09/2022	Present
Lord Abbett & Co	Jersey City	NJ	03/2018	09/2022
Usaa	San Antonio	TX	03/2016	03/2018

09/2022 → Present

Alliance Bernstein

Nashville, TN
03/2018 → 09/2022

Lord Abbett & Co

Jersey City, NJ
03/2016 → 03/2018

Usaa

San Antonio, TX

Previous Registrations

2011-02-05 → 2011-08-18

Chase Investment Services Corp.

Croton-On-Hudson, NY

Mount Kisco, NY

Yorktown, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-02-24
S65	Uniform Investment Adviser Law Examination	2011-02-04

S63 Uniform Securities Agent State Law Examination

2025-02-24
S65 Uniform Investment Adviser Law Examination

2011-02-04

Designations

Other Names

Andrew Rivers
Andrew J Rivers

View on SEC IAPD

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