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Poolesville, MD • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2019-03-05 |
| MD | RA | APPROVED | 2019-02-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Rockville | MD | 05/2008 | 12/2018 |
| Park Ave Securities | Rockville | MD | 05/2008 | 12/2018 |
| Onplane Financial Advisors Llc | Darnestown | MD | 12/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-08 |
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