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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-14
VA RA APPROVED 2014-08-12
  • TX RA
    APPROVED_RES
    Since 2020-03-14
  • VA RA
    APPROVED
    Since 2014-08-12

Branch Locations

8401 Greensboro Dr Ste 230, Mclean, VA 22102-3598 • United States

Ashburn, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vienna VA 05/2008 03/2020
Ameriprise Financial Services, Llc Vienna VA 03/2020 Present
Other Businesses

Real Estate Ownership; Townhouse; 22736 Parkland Farms Terrace,Ashburn, VA 20148, ,; Not Investment-Related; 06/02/2014 / Multi-Family; 25342 Shipley Terrace, Chantilly, VA 20152, ,; Investment-Related; 10/01/2015. Outside Employment; DSKG, LLC; Investment Specialists, Associate Financial Advisor; New LLC established for the practice; 301 MAPLE AVE WEST, SUITE 520, VIENNA, VA, 22180-4302; Investment-Related; 05/06/2024; 40 to 59 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-12
  • S66 Uniform Combined State Law Examination
    2014-08-12
Other Names
  • Michael Chau
  • Michael Chau

View on SEC IAPD

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