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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-11-01
  • NJ RA
    APPROVED
    Since 2018-11-01

Branch Locations

845 Franklin Lakes Rd, Franklin Lakes, NJ 07417 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Paramus NJ 11/2008 03/2017
The Prudential Insurance Company Of America Paramus NJ 03/2017 12/2017
Pruco Securities Llc Paramus NJ 03/2017 12/2017
Pnc Bank Fairfield NJ 12/2017 10/2018
Pnc Investments Faifield NJ 12/2017 10/2018
Jpmorgan Chase Bank, Na. Franklin Lakes NJ 10/2018 Present
J.P. Morgan Securities Llc Franklin Lakes NJ 10/2018 Present
Msi Financial Services, Inc Paramus NJ 11/2008 03/2017
  • 11/2008 → 03/2017
    Metlife Securities Inc
    Paramus, NJ
  • 03/2017 → 12/2017
    The Prudential Insurance Company Of America
    Paramus, NJ
  • 03/2017 → 12/2017
    Paramus, NJ
  • 12/2017 → 10/2018
    Pnc Bank
    Fairfield, NJ
  • 12/2017 → 10/2018
    Pnc Investments
    Faifield, NJ
  • 10/2018 → Present
    Jpmorgan Chase Bank, Na.
    Franklin Lakes, NJ
  • 10/2018 → Present
    Franklin Lakes, NJ
  • 11/2008 → 03/2017
    Msi Financial Services, Inc
    Paramus, NJ
Previous Registrations
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/1/1987 ADDRESS: 142 RUTHERFORD, NJ. DETAILS: CO-OP APPARTMENT RENTAL. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS PER MONTH HOURS DURING TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-16
S63 Uniform Securities Agent State Law Examination 2010-08-30
  • S65 Uniform Investment Adviser Law Examination
    2015-01-16
  • S63 Uniform Securities Agent State Law Examination
    2010-08-30
Other Names
  • Fred Kleinfeld
  • Fred Howard Kleinfeld

View on SEC IAPD

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