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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-11-01 |
Branch Locations
845 Franklin Lakes Rd, Franklin Lakes, NJ 07417 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Paramus | NJ | 11/2008 | 03/2017 |
| The Prudential Insurance Company Of America | Paramus | NJ | 03/2017 | 12/2017 |
| Pruco Securities Llc | Paramus | NJ | 03/2017 | 12/2017 |
| Pnc Bank | Fairfield | NJ | 12/2017 | 10/2018 |
| Pnc Investments | Faifield | NJ | 12/2017 | 10/2018 |
| Jpmorgan Chase Bank, Na. | Franklin Lakes | NJ | 10/2018 | Present |
| J.P. Morgan Securities Llc | Franklin Lakes | NJ | 10/2018 | Present |
| Msi Financial Services, Inc | Paramus | NJ | 11/2008 | 03/2017 |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/1/1987 ADDRESS: 142 RUTHERFORD, NJ. DETAILS: CO-OP APPARTMENT RENTAL. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS PER MONTH HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-30 |
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