Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-01-06 |
Branch Locations
333 S Hope St, Los Angeles, CA 90071 • United States
2049 Century Park E, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 10/2009 | Present |
| Bank Of America, N.A. | Pasadena | CA | 09/2011 | Present |
I*520247 For profit or not for profit: Name of outside business organization: FAT CAT GOL LLC Investment related: N Address of business: venice, California, 90291 Nature of business: ["Business or Industry Organization"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 10/1/2021 Number of hours devoted: 8 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Ownership in a Catamaran Sail Boat, vested in an LLC for tax/ liability purposes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-02 |
Reach out to this advisor