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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | New York | NY | 11/2008 | 05/2017 |
| Park Ave Securities | New York | NY | 10/2008 | 05/2017 |
| Maximum Quality Food | Linden | NJ | 07/2006 | Present |
| Minnesota Life Insurance Company | St. Paul | MN | 05/2017 | 08/2023 |
| Securian Financial Services Inc | St. Paul | MN | 05/2017 | 08/2023 |
| Allied Wealth Partners | Parsippany | NJ | 05/2017 | Present |
| Forest Financial Group | Livingston | NJ | 01/2010 | Present |
| Cetera Wealth Services, Llc | Parsippany | NJ | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 04/01/2017 ADDRESS: , Parsipanny NJ , United States DESCRIPTION: Agent/Broker FOREST FINANCIAL GROUP POSITION: Agent/Broker NATURE: Referral Agreement INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: , Livingston NJ , United States DESCRIPTION: Agent/Broker MAXIMUM QUALITY FOODS POSITION: Independent Contractor NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2006 ADDRESS: , Linden NJ , United States DESCRIPTION: Independent Contractor WAYNE LIONS CLUB POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: , Wayne NJ , United States DESCRIPTION: Advisory Board
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-10 |
| S66 | Uniform Combined State Law Examination | 2009-06-10 |
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