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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • NJ RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

14 Walsh Dr Ste 100, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian New York NY 11/2008 05/2017
Park Ave Securities New York NY 10/2008 05/2017
Maximum Quality Food Linden NJ 07/2006 Present
Minnesota Life Insurance Company St. Paul MN 05/2017 08/2023
Securian Financial Services Inc St. Paul MN 05/2017 08/2023
Allied Wealth Partners Parsippany NJ 05/2017 Present
Forest Financial Group Livingston NJ 01/2010 Present
Cetera Wealth Services, Llc Parsippany NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 11/2008 → 05/2017
    Guardian
    New York, NY
  • 10/2008 → 05/2017
    Park Ave Securities
    New York, NY
  • 07/2006 → Present
    Maximum Quality Food
    Linden, NJ
  • 05/2017 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 05/2017 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 05/2017 → Present
    Allied Wealth Partners
    Parsippany, NJ
  • 01/2010 → Present
    Forest Financial Group
    Livingston, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Parsippany, NJ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-05-30 → 2023-08-10
    Securian Financial Services, Inc.
    Parsippany, NJ
    St. Paul, MN
  • 2013-08-29 → 2017-05-24
    New York, NY
Other Businesses

ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 04/01/2017 ADDRESS: , Parsipanny NJ , United States DESCRIPTION: Agent/Broker FOREST FINANCIAL GROUP POSITION: Agent/Broker NATURE: Referral Agreement INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: , Livingston NJ , United States DESCRIPTION: Agent/Broker MAXIMUM QUALITY FOODS POSITION: Independent Contractor NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2006 ADDRESS: , Linden NJ , United States DESCRIPTION: Independent Contractor WAYNE LIONS CLUB POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: , Wayne NJ , United States DESCRIPTION: Advisory Board

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-10
S66 Uniform Combined State Law Examination 2009-06-10
  • S65 Uniform Investment Adviser Law Examination
    2013-08-10
  • S66 Uniform Combined State Law Examination
    2009-06-10
Other Names
  • Paul A Ciavarella
  • Paul A Ciavarella

View on SEC IAPD

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