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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-01 |
| AZ | RA | APPROVED | 2018-01-29 |
Branch Locations
6700 E. Speedway Blvd Ste 106, Tucson, AZ 85710 • United States
Tucson, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2008 | 04/2017 |
| Northwestern Mutual Investment Services, Llc | Tucson | AZ | 08/2009 | 04/2017 |
| Northwester Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 04/2017 |
| Massmutual Life Insurance Company | Tucson | AZ | 04/2017 | Present |
| Mml Investors Services | Tucson | AZ | 04/2017 | Present |
(1) NAME:FEN BUDDY LLC /INV REL: Y/ ADDRESS: RESIDENTIAL / NATURE: ENTITY ESTABLISHED FOR BUSINESS EXPENSES AND TAX PURPOSES / POSITION: OWNER / START DATE: 02/27/2013 / NO. HRS/MO. 0 / NO. HRS./MO DURING SEC TRAD: 0 (2) NAME: BRIAN FENN / INV REL: Y/ 6700 E. Speedway Blvd, Tucson, AZ 85710 / NATURE: SALES AND SERVICE OF INSURANCE PRODUCTS / POSITION: AGENT/ START DATE: 2013 / NO.HRS/MO.: 10 / NO.HRS./MO. DURING SEC TRAD: 10 / DUTIES: SALES AND SERVICE OF INSURANCE PRODUCTS (3) NAME: RESOURCING EDGE INV REL: N ADDR: 1309 RIDGE ROAD, SUITE 200, ROCKWALL, TX 75087 NATURE: PROFESSIONAL EMPLOYMENT ORGANIZATION POSITION: REFERRAL PARTNER START DATE: 11/12/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: REFERRAL BUSINESS PROVIDING HR SERVICES, INCLUDING PAYROLL, BENEFITS, HR CONSULTING, AND WORKERS COMP
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-29 |
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