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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-01
AZ RA APPROVED 2018-01-29
  • TX RA
    APPROVED_RES
    Since 2023-07-01
  • AZ RA
    APPROVED
    Since 2018-01-29

Branch Locations

6700 E. Speedway Blvd Ste 106, Tucson, AZ 85710 • United States

Tucson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2008 04/2017
Northwestern Mutual Investment Services, Llc Tucson AZ 08/2009 04/2017
Northwester Mutual Wealth Management Company Milwaukee WI 01/2016 04/2017
Massmutual Life Insurance Company Tucson AZ 04/2017 Present
Mml Investors Services Tucson AZ 04/2017 Present
  • 10/2008 → 04/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2009 → 04/2017
    Northwestern Mutual Investment Services, Llc
    Tucson, AZ
  • 01/2016 → 04/2017
    Northwester Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2017 → Present
    Massmutual Life Insurance Company
    Tucson, AZ
  • 04/2017 → Present
    Mml Investors Services
    Tucson, AZ
Other Businesses

(1) NAME:FEN BUDDY LLC /INV REL: Y/ ADDRESS: RESIDENTIAL / NATURE: ENTITY ESTABLISHED FOR BUSINESS EXPENSES AND TAX PURPOSES / POSITION: OWNER / START DATE: 02/27/2013 / NO. HRS/MO. 0 / NO. HRS./MO DURING SEC TRAD: 0 (2) NAME: BRIAN FENN / INV REL: Y/ 6700 E. Speedway Blvd, Tucson, AZ 85710 / NATURE: SALES AND SERVICE OF INSURANCE PRODUCTS / POSITION: AGENT/ START DATE: 2013 / NO.HRS/MO.: 10 / NO.HRS./MO. DURING SEC TRAD: 10 / DUTIES: SALES AND SERVICE OF INSURANCE PRODUCTS (3) NAME: RESOURCING EDGE INV REL: N ADDR: 1309 RIDGE ROAD, SUITE 200, ROCKWALL, TX 75087 NATURE: PROFESSIONAL EMPLOYMENT ORGANIZATION POSITION: REFERRAL PARTNER START DATE: 11/12/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: REFERRAL BUSINESS PROVIDING HR SERVICES, INCLUDING PAYROLL, BENEFITS, HR CONSULTING, AND WORKERS COMP

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-19
S63 Uniform Securities Agent State Law Examination 2010-03-29
  • S65 Uniform Investment Adviser Law Examination
    2017-12-19
  • S63 Uniform Securities Agent State Law Examination
    2010-03-29

View on SEC IAPD

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