Leigh Carol Bucholtz

Current Employers

Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-04-26
FL	RA	APPROVED	2023-02-21
NY	RA	APPROVED	2023-01-24

NC RA
APPROVED

Since 2024-04-26
FL RA
APPROVED

Since 2023-02-21
NY RA
APPROVED

Since 2023-01-24

Branch Locations

605 Crescent Exec Court, Suite 320, Lake Mary, FL 32746 • United States

Southport, NC • United States

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Philadelphia	PA	06/2014	01/2017
Unemployed	Voorhees	NJ	01/2017	07/2017
Td Ameritrade	Radnor	PA	07/2017	05/2022
Lpl Financial	Philadelphia	PA	06/2022	11/2022
Cnr Securities, Llc	Voorhees	NJ	01/2023	02/2024
Cnr Securities, Llc	Southport	NC	02/2024	Present

06/2014 → 01/2017

Fidelity Brokerage Services Llc

Philadelphia, PA
01/2017 → 07/2017

Unemployed

Voorhees, NJ
07/2017 → 05/2022

Td Ameritrade

Radnor, PA
06/2022 → 11/2022

Lpl Financial

Philadelphia, PA
01/2023 → 02/2024

Cnr Securities, Llc

Voorhees, NJ
02/2024 → Present

Cnr Securities, Llc

Southport, NC

Previous Registrations

2022-03-14 → 2022-05-26

Charles Schwab & Co., Inc.

Marlton, NJ
2017-07-24 → 2022-05-26

Td Ameritrade, Inc.

Radnor, PA

Radnor, PA

Marlton, NJ
2017-07-20 → 2022-05-26

Td Ameritrade Investment Management, Llc

Marlton, NJ
2014-06-20 → 2017-02-06

Strategic Advisers Llc

Philadelphia, PA
2010-03-08 → 2014-06-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bordentown, NJ

Mount Laurel, NJ

Philadelphia, PA

Other Businesses

1-06/2022 / Levy Wealth Management Group, LLC / DBA for LPL Business (entity for LPL business) / Philadelphia, PA 2-06/07/2022 - Levy Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 05/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Levy Wealth Management Group, LLC, an independent investment advisor firm. I started this business activity in 6/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate and independent of LPL Financial. 3-06/07/2022 - Levy Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date - 05/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-03-05

S66 Uniform Combined State Law Examination

2010-03-05

Other Names

Leigh Bucholtz

View on SEC IAPD