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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-11-03
  • PA RA
    APPROVED
    Since 2021-11-03

Branch Locations

69 East Forrest Ave., Shrewsbury, PA 17361 • United States

750 Lombard Rd., Red Lion, PA 17356 • United States

10 North Main St., Stewartstown, PA 17363 • United States

6960 Delta Rd., Delta, PA 17314 • United States

900 Country Club Rd., Red Lion, PA 17356 • United States

750 Hellam St., Wrightsville, PA 17368 • United States

York, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities York PA 10/2008 06/2021
Lpl Financial Llc Stewartstown PA 06/2021 Present
Lpl Financial Llc Stewartstown PA 06/2021 Present
Wilmington Advisors Red Lion PA 06/2021 Present
  • 10/2008 → 06/2021
    M&T Securities
    York, PA
  • 06/2021 → Present
    Stewartstown, PA
  • 06/2021 → Present
    Stewartstown, PA
  • 06/2021 → Present
    Wilmington Advisors
    Red Lion, PA
Previous Registrations
  • 2015-11-19 → 2021-06-09
    M&T Securities, Inc.
    York, PA
    Red Lion, PA
    Stewartstown, PA
    Delta, PA
    Shrewsbury, PA
    Fawn Grove, PA
    York, PA
    Red Lion, PA
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-18
S63 Uniform Securities Agent State Law Examination 2008-12-12
  • S65 Uniform Investment Adviser Law Examination
    2015-11-18
  • S63 Uniform Securities Agent State Law Examination
    2008-12-12

View on SEC IAPD

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