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James Thomas Fetters

Cwm, LLC

Los Angeles, CA

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-03
  • CA RA
    APPROVED
    Since 2025-11-03

Branch Locations

1875 Century Park E., Los Angeles, CA 90067 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David Katz Los Angeles CA 07/2016 10/2025
Northwestern Mutual Investment Services Llc Los Angeles CA 07/2016 10/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2016 10/2025
Blueprint Wealth Management Los Angeles CA 11/2025 Present
Cwm, Llc Omaha NE 11/2025 Present
  • 07/2016 → 10/2025
    David Katz
    Los Angeles, CA
  • 07/2016 → 10/2025
    Northwestern Mutual Investment Services Llc
    Los Angeles, CA
  • 10/2016 → 10/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2025 → Present
    Blueprint Wealth Management
    Los Angeles, CA
  • 11/2025 → Present
    Cwm, Llc
    Omaha, NE
Previous Registrations
  • 2009-11-13 → 2010-12-31
    Morgan Stanley & Co. Llc
    Glendale, CA
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-07-29
  • S63 Uniform Securities Agent State Law Examination
    2016-07-29
Designations
Other Names
  • James Thomas Fetters

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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