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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-05-13 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2008 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2008 | 02/2022 |
| Traction Financial Partners | Littleton | CO | 03/2022 | 08/2024 |
| Cedrus Llc | Grand Junction | CO | 08/2024 | 12/2024 |
| Srs Capital Advisors, Llc | Denver | CO | 12/2024 | 12/2024 |
| Arax Advisory Partners | Denver | CO | 01/2025 | Present |
1. Simon Davis, Inc., investment-related, 730 17th St. Ste. 107 Denver, CO 80202, insurance wholesale brokerage agency, insurance producer for term life insurance, disability insurance or fixed annuities, 8/2022, 1 hour/month, none during trading hours, needs based insurance planning for existing clients who have risk management or protection objectives 2. RHOADERSONS LLC, 5109 S. CLOVERDALE LANE, BATTLEFIELD, MO 65619; OWNER OF SHORT TERM RENTAL PROPERTY, NOT INVESTMENT-RELATED, PAYS THE MORTGAGE FOR RENTAL PROPERTY; START DATE 12/23/2019; APPROX. 1 HR. PER MONTH; NO COMPENSATION. 3. Barrett Business Services, Inc., not investment-related, 120 W. Park Dr. Grand Junction, CO, 81505, payroll and benefits provider, referral partner, started 9/2025, 1 hour/mo., none during trading hours, refer clients to BBSI to earn referral fees.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-26 |
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