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Chad Fratto

Commonwealth Financial Network

Waltham, MA

Bradenton, FL

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-10-12
FL RA APPROVED 2023-10-03
  • MA RA
    APPROVED
    Since 2023-10-12
  • FL RA
    APPROVED
    Since 2023-10-03

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. St. Petersburg FL 05/2016 11/2018
Royal Alliance Associates, Inc. St. Petersburg FL 11/2018 11/2021
Lpl Financial Llc Bradenton FL 11/2021 09/2023
Commonwealth Financial Network Waltham MA 09/2023 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    St. Petersburg, FL
  • 11/2018 → 11/2021
    Royal Alliance Associates, Inc.
    St. Petersburg, FL
  • 11/2021 → 09/2023
    Lpl Financial Llc
    Bradenton, FL
  • 09/2023 → Present
    Commonwealth Financial Network
    Waltham, MA
Previous Registrations
  • 2021-11-15 → 2023-10-05
    Lpl Financial Llc
    Bradenton, FL
    Bradenton, FL
    Fort Mill, SC
    San Diego, CA
  • 2019-09-18 → 2021-11-05
    Osaic Wealth, Inc.
    Scottsdale, AZ
    St. Petersburg, FL
  • 2008-12-17 → 2010-03-22
    Waddell & Reed
    Tampa, FL
    Charleroi, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2019-09-13
Other Names
  • Chad Fratto
  • Chad Joseph Fratto

View on SEC IAPD

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Other Offices

MONTIS FINANCIAL, LLC · WALTHAM, MA
PROSPECT HILL GROWTH PARTNERS, L.P. · WALTHAM, MA
BALLENTINE PARTNERS · WALTHAM, MA
BALLENTINE PARTNERS · WALTHAM, MA
BALLENTINE PARTNERS · Waltham, MA
BALLENTINE PARTNERS · Waltham, MA
BALLENTINE PARTNERS · Waltham, MA
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