Charles Benjamin Chapman

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2018-04-20

AL RA
APPROVED

Since 2018-04-20

Branch Locations

1000 Us Highway 231 South, Troy, AL 36081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	04/2018
Morgan Stanley Smith Barney Llc	Dothan	AL	05/2014	04/2018
Troy Bank And Trust Company	Troy	AL	04/2018	Present
Cetera Investment Advisers Llc	Troy	AL	04/2018	Present
Cetera Investment Services Llc	St. Cloud	MN	04/2018	Present

01/2015 → 04/2018

Morgan Stanley Private Bank, National Association

New York, NY
05/2014 → 04/2018

Morgan Stanley Smith Barney Llc

Dothan, AL
04/2018 → Present

Troy Bank And Trust Company

Troy, AL
04/2018 → Present

Cetera Investment Advisers Llc

Troy, AL
04/2018 → Present

Cetera Investment Services Llc

St. Cloud, MN

Previous Registrations

2009-12-14 → 2018-04-18

Morgan Stanley

Montgomery, AL

Dothan, AL
2009-01-09 → 2009-11-24

Morgan Keegan & Company, Llc

Birmingham, AL

Other Businesses

1.) PART OWNER OF CHAPMAN CORPORATION; COMMERICAL PROPERTY LEASING. 2.) PART OWNER OF CHAPMAN PROPERTIES; COMMERICAL PROPERTY LEASING. 3.) OWNERSHIP OF CONDO AND LOT UNDER CHAPMAN AND SINGLEY LLC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-01-08

S66 Uniform Combined State Law Examination

2009-01-08

Other Names

Ben Chapman

View on SEC IAPD