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Evan Fowler

Ubs Financial Services Inc.

Solvang, CA

San Diego, CA

San Diego, CA

Weehawken, NJ

Chula Vista, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-14
  • CA RA
    APPROVED
    Since 2021-01-14

Branch Locations

Solvang, CA • United States

600 West Broadway Suite 2100, San Diego, CA 92101 • United States

600 West Broadway Suite 2100, San Diego, CA 92101 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Chula Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Diego CA 01/2021 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Melville NY 10/2014 07/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2018 01/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-18
  • S66 Uniform Combined State Law Examination
    2016-08-18
Other Names
  • Evan E Fowler

View on SEC IAPD

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