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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-20
  • TX RA
    APPROVED
    Since 2026-07-20

Branch Locations

Bradford , NH • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Boston/Andover MA 01/2000 03/2018
Unemployed Tewksbury MA 04/2018 10/2018
Triad Advisors, Inc. Norcross GA 11/2018 10/2022
Pinnacle Private Wealth, Llc Woburn MA 10/2018 09/2022
U.S. Capital Wealth Advisors, Llc Andover MA 07/2022 06/2026
Arax Advisory Partners, Llc Andover MA 06/2026 Present
  • 01/2000 → 03/2018
    Merrill Lynch
    Boston/Andover, MA
  • 04/2018 → 10/2018
    Unemployed
    Tewksbury, MA
  • 11/2018 → 10/2022
    Triad Advisors, Inc.
    Norcross, GA
  • 10/2018 → 09/2022
    Pinnacle Private Wealth, Llc
    Woburn, MA
  • 07/2022 → 06/2026
    Andover, MA
  • 06/2026 → Present
    Arax Advisory Partners, Llc
    Andover, MA
Previous Registrations
Other Businesses

Registered representative with Triad Advisors, Inc. ("Triad") since 02/2019 which is a broker-dealer and is investment-related. The address of the business is 40 Shattuck Road, Andover, MA. Assists other registered representatives in the office with the sale of financial products through Triad and spends about 10 hours a month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-26
  • S66 Uniform Combined State Law Examination
    2010-04-26
Other Names
  • Deb L Ray
  • Debby L Ray

View on SEC IAPD

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