Best Investors
Account
Sign in
Best Investors
Account
Sign in
2700 Ygnacio Valley Road 275, Walnut Creek, CA 94598 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-11-14 |
Branch Locations
2700 Ygnacio Valley Road 275, Walnut Creek, CA 94598 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corp | Atlanta | GA | 04/2016 | 11/2023 |
| Arbor Wealth Management | Walnut Creek | CA | 04/2016 | Present |
| Osaic Wealth, Inc. | Walnut Creek | CA | 11/2023 | Present |
1. ARBOR WEALTH MANAGEMENT POSITION: IAR NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/06/2016 ADDRESS: 2855 MITCHELL DRIVE, WALNUT CREEK CA 94598, United States DESCRIPTION: reviewing client portfolios managing client expectations 2. PHILLIP DUTRA POSITION: agent NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/06/2016 ADDRESS: 2700 Ygnacio Valley Road Suite, 275, WALNUT CREEK CA 94598, United States DESCRIPTION: if client comes to me and needs insurance then we will discuss his needs 3. PHILLIP DUTRA POSITION: Angler/Guide NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 315 Jordan Lane SE, Arab AL 35016, United States DESCRIPTION: tournament bass fishing competition and occasional guide for fishing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-05 |
Reach out to this advisor