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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-24 |
Branch Locations
Suite 5300, Scotia Plaza 40 King Street West, Toronto, On M5H 3Y2 • Canada
925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Ltd | Toronto, On | 07/2002 | Present | |
| Raymond James (Usa) Ltd. | Toronto, On | 06/2022 | Present |
RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. ROBERT POLLARD IS LOCATED AT 5300 - 40 KING STREET WEST, TORONTO, ONTARIO AND HAS BEEN EMPLOYED SINCE JULY 8, 2002. HE IS A FULL TIME EMPLOYEE AND HIS TITLE WITH RJL IS "SENIOR PORTFOLIO MANAGER". HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HISJOB DUTIES INCLUDE SALES AND PORTFOLIO MANAGEMENT SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-30 |
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