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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-11
HI RA APPROVED 2025-08-07
  • TX RA
    APPROVED
    Since 2025-08-11
  • HI RA
    APPROVED
    Since 2025-08-07

Branch Locations

98-1059 Moanalua Road, Aiea, HI 96701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Long Beach CA 04/2013 08/2018
Grand Stoneman Partnership, Lp Alhambra CA 04/2014 Present
Bankoh Investment Services, Inc. Honolulu HI 09/2018 08/2025
Cetera Investment Services Llc Saint Cloud MN 08/2025 Present
Cetera Investment Advisers Llc Aiea HI 08/2025 Present
  • 04/2013 → 08/2018
    Long Beach, CA
  • 04/2014 → Present
    Grand Stoneman Partnership, Lp
    Alhambra, CA
  • 09/2018 → 08/2025
    Bankoh Investment Services, Inc.
    Honolulu, HI
  • 08/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 08/2025 → Present
    Aiea, HI
Previous Registrations
  • 2018-11-30 → 2025-08-11
    Bankoh Investment Services, Inc.
    Honolulu, HI
    Honolulu, HI
    Kamuela, HI
    Hilo, HI
    Kailua-Kona, HI
    Aiea, HI
    Honolulu, HI
    Kailua-Kona, HI
    Kamuela, HI
    Hilo, HI
    Ewa Beach, HI
  • 2013-05-08 → 2018-09-13
    Los Angeles, CA
    Santa Monica, CA
    Los Angeles, CA
    Long Beach, CA
    Long Beach, CA
    Lakewood, CA
    Santa Monica, CA
  • 2011-12-20 → 2013-04-25
    Bancwest Investment Services, Inc.
    Los Angeles, CA
    Los Angeles, CA
    Beverly Hills, CA
    Los Angeles, CA
    Sherman Oaks, CA
    Northridge, CA
    Northridge, CA
    Chatsworth, CA
    Los Angeles, CA
    Encino, CA
    Glendale, CA
    Santa Barbara, CA
    Santa Barbara, CA
    Burbank, CA
    Burbank, CA
  • 2010-02-17 → 2011-12-05
    Essex National Securities, Llc
    Santa Fe, CA
    Napa, CA
    Santa Fe Springs, CA
    Fullerton, CA
    Montebelloe, CA
    El Monte, CA
  • 2009-01-09 → 2010-02-17
    Santa Fe Springs, CA
    Santa Fe Springs, CA
    Fort Mill, SC
Other Businesses

1.) GRANDSTONEMAN PARTNERSHIP LP, FAMILY LIMITED PARTNERSHIP, RECEIVE INCOME AND LOSSES FROM RENTAL REAL ESTATE, 16% OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-08
  • S66 Uniform Combined State Law Examination
    2009-01-08
Designations
Other Names
  • Lorraine Koo
  • Lorraine Koo Sim

View on SEC IAPD

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