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Christopher Lee Pham

Charles Schwab & Co., Inc.

Bellevue, WA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-03-03
  • WA RA
    APPROVED
    Since 2021-03-03

Branch Locations

11100 Ne 8Th St. Suite 250, Bellevue, WA 98004-4465 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Bellevue WA 10/2008 Present
Charles Schwab Bank Bellevue WA 11/2017 Present
Other Businesses

1) Charles Schwab Bank| Investment Related| Start 11.01.17| Bellevue, WA| Dual Employee| Hours Vary| May discuss some bank products and services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-03
S63 Uniform Securities Agent State Law Examination 2017-12-18
  • S65 Uniform Investment Adviser Law Examination
    2021-03-03
  • S63 Uniform Securities Agent State Law Examination
    2017-12-18
Other Names
  • Chris Pham

View on SEC IAPD

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LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
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