Adam Joseph Hartz

Current Employers

Victory Financial

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-09-25
MO	RA	APPROVED	2025-09-23

TX RA
APPROVED_RES

Since 2025-09-25
MO RA
APPROVED

Since 2025-09-23

Branch Locations

Arnold, MO • United States

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	10/2008	06/2020
Equitable Advisors, Llc	New York	NY	10/2008	09/2025
Victory Financial Group	Austin	TX	09/2025	Present

10/2008 → 06/2020

Axa Advisors, Llc

New York, NY
10/2008 → 09/2025

Equitable Advisors, Llc

New York, NY
09/2025 → Present

Victory Financial Group

Austin, TX

Previous Registrations

2008-11-25 → 2025-09-24

Equitable Advisors, Llc

Creve Coeur, MO

Arnold, MO

Other Businesses

1. HEALTH INSURANCE SALES; 8235 FORSYTH BLVD, SUITE 800, CLAYTON, MO 63105; START 10/2010, 1 HR/MO. 2. CANAAN BAPTIST CHURCH; THE CAMPUS ELDER; START 10/1/2024; APPROX 5 HR/MO. 3. TRUSTEE FOR PARENTS' TRUST.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-11-24

S66 Uniform Combined State Law Examination

2008-11-24

View on SEC IAPD