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Kelly Christine Ruoff

Robert W. Baird & Co. Incorporated

Nashville, TN

St Paul, MN

Milwaukee, WI

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-07-16
MN RA APPROVED 2019-10-31
WI RA APPROVED 2019-10-31
  • TN RA
    APPROVED
    Since 2026-07-16
  • MN RA
    APPROVED
    Since 2019-10-31
  • WI RA
    APPROVED
    Since 2019-10-31

Branch Locations

Nashville, TN • United States

30 E 7Th Street, Suite 2450, St Paul, MN 55101 • United States

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Enterprise Investement Services Inc Minneapolis MN 09/2016 01/2017
Thrivent Financial Appleton WI 01/2017 11/2017
Thrivent Investment Management Inc Minneapolis MN 02/2017 11/2017
American Enterprise Investment Services Inc Minneapolis MN 11/2017 10/2019
Rw Baird St. Paul MN 10/2019 Present
  • 09/2016 → 01/2017
    American Enterprise Investement Services Inc
    Minneapolis, MN
  • 01/2017 → 11/2017
    Thrivent Financial
    Appleton, WI
  • 02/2017 → 11/2017
    Thrivent Investment Management Inc
    Minneapolis, MN
  • 11/2017 → 10/2019
    American Enterprise Investment Services Inc
    Minneapolis, MN
  • 10/2019 → Present
    Rw Baird
    St. Paul, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-01
S63 Uniform Securities Agent State Law Examination 2008-12-23
  • S66 Uniform Combined State Law Examination
    2017-05-01
  • S63 Uniform Securities Agent State Law Examination
    2008-12-23
Other Names
  • Kelly Christine Claussen
  • Kelly Christine Downs
  • Kelly Christine Downs
  • Kelly Christine Claussen
  • Kelly Christine Downs

View on SEC IAPD

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