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Adam Mazzaro

J.P. Morgan Securities LLC

Walnut Creek, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-10
TX RA APPROVED 2024-06-10
  • CA RA
    APPROVED
    Since 2024-06-10
  • TX RA
    APPROVED
    Since 2024-06-10

Branch Locations

1656 N. California Blvd, Floor 3, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Personal Capital Advisors San Francisco CA 01/2013 12/2017
B|O|S San Francisco CA 07/2019 07/2021
Bank Of New York Mellon San Francisco CA 12/2017 07/2019
Jpmorgan Chase Bank, N.A. Walnut Creek CA 03/2024 Present
J.P. Morgan Securities Llc Walnut Creek CA 03/2024 Present
Us Bank Na Robbinsdale MN 06/2021 03/2024
  • 01/2013 → 12/2017
    Personal Capital Advisors
    San Francisco, CA
  • 07/2019 → 07/2021
    B|O|S
    San Francisco, CA
  • 12/2017 → 07/2019
    Bank Of New York Mellon
    San Francisco, CA
  • 03/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Walnut Creek, CA
  • 03/2024 → Present
    J.P. Morgan Securities Llc
    Walnut Creek, CA
  • 06/2021 → 03/2024
    Us Bank Na
    Robbinsdale, MN
Previous Registrations
  • 2019-08-06 → 2021-06-07
    B|O|S
    San Francisco, CA
  • 2013-02-25 → 2017-12-06
    Personal Capital Advisors Corporation
    Greenwood Village, CO
  • 2012-05-09 → 2013-01-30
    Alliancebernstein L.P.
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-10
S65 Uniform Investment Adviser Law Examination 2012-05-08
S63 Uniform Securities Agent State Law Examination 2009-02-27
  • S66 Uniform Combined State Law Examination
    2024-06-10
  • S65 Uniform Investment Adviser Law Examination
    2012-05-08
  • S63 Uniform Securities Agent State Law Examination
    2009-02-27
Other Names
  • Adam B. Mazzaro
  • Adam Mazzaro
  • Adam Bruce Mazzaro

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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