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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-01-29 |
Branch Locations
1 N. Franklin St Ste 3450, Chicago, IL 60606 • United States
2 Trans Am Plaza Suite 150, Oakbrook Terrace, IL 60181 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2015 | 10/2016 |
| Money Concepts Capital Corp. | Palm Beach Gardens | FL | 10/2016 | 11/2018 |
| Equity Services Inc | Montpelier | VT | 12/2018 | Present |
| Lakeshore Financial Group | Chicago | IL | 12/2018 | Present |
*LAKESHORE FINANCIAL GROUP,2 TRANS AM PLAZA,OAKBROOK TERRACE,IL60181,11/15/2018,ONGOING,INV REL,INSURANCE,AGENT/RECRUITER,DURING TRD/HRS,40 + HRS*NATIONAL LIFE,2 TRANS AM PLAZA, OAKBRROK TERRACE, IL 60181,11/15/2018,ONGOING,INSURANCE,AGENT,INV REL,DURING TRD/HRS,40 + HRS/WK*DENNIS DINE,ST JOHN OF THE CROSS PARISH, WESTERN SPRINGS IL 60558,10/2024,ONGOING,MINISTER OF CARE,MOC, NOT INV REL,NOT DURING TRD/HRS,0%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-12 |
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