Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-23
  • IL RA
    APPROVED
    Since 2025-01-23

Branch Locations

Gurnee, IL • United States

4369 N. Harlem Ave., Norridge, IL 60706 • United States

2814 W. Fullerton Ave, Chicago, IL 60647 • United States

4343 N Elston Avenue, Chicago, IL 60641 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primaso Management Llc Gurnee IL 05/2008 Present
Wayne Hummer Investments Chicago IL 09/2013 01/2025
Lpl Financial Llc Chicago IL 01/2025 Present
  • 05/2008 → Present
    Primaso Management Llc
    Gurnee, IL
  • 09/2013 → 01/2025
    Wayne Hummer Investments
    Chicago, IL
  • 01/2025 → Present
    Chicago, IL
Previous Registrations
  • 2013-09-13 → 2025-01-23
    Wintrust Investments Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Norridge, IL
    Chicago, IL
    Gurnee, IL
  • 2012-04-24 → 2013-09-13
    Essex National Securities, Llc
    River Grove, IL
    Aurora, IL
    Arlington Heights, IL
    Westmont, IL
    Chicago, IL
  • 2011-05-20 → 2012-02-06
    Chase Investment Services Corp.
    Palatine, IL
    Deerfield, IL
    Lake Bluff, IL
    Waukegan, IL
    Round Lake, IL
Other Businesses

1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 09/19/2024- 160 hours per month/ during trading 2- 01/2025- Primaso Management LLC- Real Estate Rental- Investment Related -IL - Start Date 04/01/2008- 4 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-18
S63 Uniform Securities Agent State Law Examination 2008-11-13
  • S66 Uniform Combined State Law Examination
    2011-05-18
  • S63 Uniform Securities Agent State Law Examination
    2008-11-13

View on SEC IAPD

More in Gurnee, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor