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Geoffrey Nicholas Carey

Raymond James & Associates, Inc.

Princeton, NJ

Hillsborough, NJ

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-06-02
  • NJ RA
    APPROVED
    Since 2017-06-02

Branch Locations

902 Carnegie Center Blvd Suite 320, Princeton, NJ 08540 • United States

Hillsborough, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedminster NJ 01/2016 05/2017
Raymond James & Associates Princeton NJ 05/2017 Present
  • 01/2016 → 05/2017
    Ameriprise Financial Services, Inc.
    Bedminster, NJ
  • 05/2017 → Present
    Raymond James & Associates
    Princeton, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-11
S63 Uniform Securities Agent State Law Examination 2010-01-09
  • S65 Uniform Investment Adviser Law Examination
    2014-07-11
  • S63 Uniform Securities Agent State Law Examination
    2010-01-09

View on SEC IAPD

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