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Paul Max Seiferle

Lega Z Advisory LLC

San Francisco, CA

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Current Employers
Lega Z Advisory Llc

San Francisco, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-07
  • CA RA
    APPROVED
    Since 2025-01-07

Branch Locations

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Ag San Francisco CA 04/2006 08/2018
Ubs International Inc. San Francisco CA 04/2006 08/2018
Ubs Financial Services Inc. San Francisco CA 04/2006 08/2018
Lega Z Advisory Llc San Francisco CA 06/2018 Present
  • 04/2006 → 08/2018
    Ubs Ag
    San Francisco, CA
  • 04/2006 → 08/2018
    Ubs International Inc.
    San Francisco, CA
  • 04/2006 → 08/2018
    Ubs Financial Services Inc.
    San Francisco, CA
  • 06/2018 → Present
    Lega Z Advisory Llc
    San Francisco, CA
Previous Registrations
  • 2010-01-01 → 2018-08-03
    Ubs Financial Services Inc.
    San Francisco, CA
  • 2009-06-23 → 2010-01-01
    Ubs International Inc.
    San Francisco, CA
    San Francisco, CA
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-19
  • S66 Uniform Combined State Law Examination
    2008-12-19
Other Names
  • Paolo Seiferle
  • Paolo M Seiferle

View on SEC IAPD

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