Andrew Parisi

Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-07-09
NY	RA	APPROVED	2021-06-23

CO RA
APPROVED

Since 2025-07-09
NY RA
APPROVED

Since 2021-06-23

Branch Locations

Castle Rock, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Securities Corporation	New York	NY	06/2016	07/2022
B. Riley Wealth Advisors	Goshen	NY	06/2020	Present
B. Riley Wealth Management	Goshen	NY	07/2022	Present

06/2016 → 07/2022

National Securities Corporation

New York, NY
06/2020 → Present

B. Riley Wealth Advisors

Goshen, NY
07/2022 → Present

B. Riley Wealth Management

Goshen, NY

Other Businesses

1. B. Riley Wealth Insurance; Investment related; Same address as BRWM; Insurance sales; Consultant; start date2016 5-10 hrs/ month devoted during securities trading hrs. 2. Medicare Solutions; Non investment related; 3220 167 street Flushing NY 11358; Medicare plans for Medicare beneficiaries; Agent; Start date 7/2024; 5 hrs/ month devoted none during securities trading hrs.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-06
S63	Uniform Securities Agent State Law Examination	2006-01-07

S66 Uniform Combined State Law Examination

2020-06-06
S63 Uniform Securities Agent State Law Examination

2006-01-07

Other Names

Andrew Perry

View on SEC IAPD