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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2024-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jackson National Life Distributors Llc | Franklin | TN | 12/2008 | 09/2019 |
| Axa Distributors, Llc | Jersey City | NJ | 09/2019 | 06/2020 |
| Equitable Distributors, Llc | Jersey City | NJ | 09/2019 | 06/2022 |
| Next Financial Group Inc. | Houston | TX | 07/2022 | 03/2024 |
| Equitable Advisors, Llc | New York | NY | 03/2024 | 12/2024 |
| Lpl Financial Llc | Cheyenne | WY | 12/2024 | Present |
1)11/22/2024 - Jennings Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2024 2)11/22/2024 - Jeremiah Jennings - Non-Variable Insurance - Trails Only - Inv Rel - At Reported Business Location(s) - Start: 07/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-16 |
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