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Candace Gilles

LPl Financial LLC

Russiaville, IN

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-08-26
IN RA APPROVED 2021-08-25
  • SC RA
    APPROVED
    Since 2021-08-26
  • IN RA
    APPROVED
    Since 2021-08-25

Branch Locations

Russiaville, IN • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Kokomo IN 04/2016 09/2017
Cfd Investments, Inc Kokomo IN 09/2017 08/2021
Lpl Financial Llc Russiaville IN 08/2021 Present
  • 04/2016 → 09/2017
    Sii Investments
    Kokomo, IN
  • 09/2017 → 08/2021
    Cfd Investments, Inc
    Kokomo, IN
  • 08/2021 → Present
    Lpl Financial Llc
    Russiaville, IN
Previous Registrations
Other Businesses

cfd Planning Dept.-Financial Plan writer-100 hrs/mo Investment related Creative Financial Designs

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-22
S63 Uniform Securities Agent State Law Examination 2016-02-09
  • S65 Uniform Investment Adviser Law Examination
    2016-12-22
  • S63 Uniform Securities Agent State Law Examination
    2016-02-09
Other Names
  • Candace Marie Johanning
  • Candace M Gilles

View on SEC IAPD

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